We don’t talk enough about listening in compliance. But the truth is, listening—really listening—is one of the most powerful tools we have.
Psychological safety isn’t just a buzzword; it’s the foundation that allows employees to speak up when something feels off. And that matters deeply to compliance. If your people don’t feel safe asking questions, raising concerns, or even making mistakes, it doesn’t matter how strong your policies or training are—risk will stay hidden in plain sight.
Let’s be honest: most people don’t speak up because it’s easy. They speak up because they feel safe. Because they believe they’ll be heard. Because they are hoping for action. Because they trust that what they say will be met with curiosity, not consequences.
And if they don’t feel that way? Silence takes over. That’s how minor issues become major ones. It’s how ethical missteps turn into regulatory, reputational, legal, and financial problems. It’s how organizations end up blindsided—not because the signs weren’t there, but because nobody felt safe enough to say something.
That’s why psychological safety is more than a culture initiative. It’s a compliance imperative.
At its core, psychological safety means people trust they won’t be punished, embarrassed, or ignored for speaking up. But in real life, it’s built (or eroded) in a thousand small moments:
It’s not about being perfect. It’s about being approachable. And it starts with leaders—at every level—showing that speaking up is expected, respected, and rewarded.
So how can compliance professionals foster psychological safety in meaningful ways? A few places to start:
Compliance is about rules—but it’s also about people. And people take risks with you, or around you, based on how safe they feel in your culture.
Reflecting on this, it's clear that the strongest compliance programs aren’t just built on policies and procedures. They’re built on trust. They rely on cultures where every voice—especially the uncomfortable, inconvenient, or dissenting ones—gets space to be heard.
Let’s keep building those spaces. That’s where real prevention starts. That’s how we create the kind of programs that don’t just avoid wrongdoing—they encourage what’s right.
Harper Wells is a governance, risk, and compliance leader with over 20 years of experience developing enterprise-wide ethics and compliance programs. As Chief Compliance Officer at Learning Pool, she leverages data-driven insights and innovative training strategies to foster ethical, high-performing workplace cultures.