This module provides a high-level examination of the legal and regulatory responsibilities regarding anti-competitive activity relating to those firms and individuals operating in the financial services sector.
Your learners will look at the establishment, maintenance and internal communication of a firm’s Anti-Competitive Activities Policy. They will discover the potential implications of anti-competitive behavior on providers and consumers of Financial Services. They will gain an understanding of the Competition Act 1998 and the Enterprise Act 2002 and an overview of the Competition and Markets Authority (CMA’s) role and powers.
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