This module is an introduction to CASS 5, which contains the FCA’s client money rules for insurance intermediaries. We provide an overview of what the rules are and what they look like in practice, including how to determine what constitutes ‘client money’. We also look at how the FCA expects insurance intermediaries to act when handling client money, and how businesses can stay on the right side of the regulator.
In this module, your learners will understand CASS 5 and why the rules are in place they will discover the steps that firms must take to safeguard client money and understand the options for client money calculations and reconciliations.
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