CASS 8 – Mandates

CASS 8 – Mandates elearning module

 

Welcome to the CASS 8 Mandates module. In this module, we will examine the regulatory requirements set out in Chapter 8 (Mandates) of the Financial Conduct Authority’s (FCA) Client Assets Sourcebook (CASS).

Learners will understand what a mandate is and how CASS 8 reduces the risks to client assets controlled under mandates. They will be aware of the records and internal controls that are required when a firm holds or operates client mandates.

 

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