CASS: An Overview

CASS: An Overview elearning module


The FCA’s Client Assets Sourcebook (CASS) governs firms that perform certain investment, debt management and insurance-related activities with money and assets belonging to their clients. This module has been designed as a guide to this sourcebook. We explore key regulatory requirements and demonstrate how to satisfy the FCA’s expectations of handling client assets.

Your learners will know the terms ‘client assets’, ‘client money’ and ‘safe custody assets’ and how these relate to each other. They will gain an overview of the CASS sourcebook and its relationship with other elements of the regulatory Handbooks and learn about the rules governing the way in which client money and client assets must be handled.


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