Introduction to FCA Regulations

Introduction to FCA Regulations elearning module



This module will help you understand the regulation of UK financial services and your responsibilities in respect of this regulation. Learners will understand the regulation and the specific objectives of the Financial Conduct Authority. They will be able to identify what types of activity must be regulated. They will discover more about who plays a key part in firms authorized to carry out regulated activity and understand the FCA processes used to fulfill their responsibilities.

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