CASS 11: Debt Management Client Money

CASS 11: Debt Management Client Money elearning module

 

This module will help you understand: the regulatory responsibilities placed on firms in relation to chapter 11 of the FCA’s Client Assets Sourcebook (CASS) which applies to debt management firms that receive or hold client money the FCA’s high-level principles which underpin the client money rules the specific requirements for receiving and holding client money within the context of debt management.

Your learners will understand more of the Client Assets Sourcebook Chapter 11 (CASS 11) including statutory trust and bank account acknowledgment letters. they will learn the CASS 11 requirements on Account reconciliation and record keeping and the governance and supervisory expectations.

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