CASS 7 and 7a

CASS 7 and 7a elearning module

Chapter 7 of the FCA’s Client Assets Sourcebook sets out the rules that apply to a firm when it holds or receives client money. Chapter 7A covers the rules about how client money should be distributed or transferred should a firm go bankrupt. This module will explain how to comply with the CASS 7 and 7A rules.

Learners will understand the CASS 7.11 guidance on how firms should treat client money and the ways firms can segregate client money.


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