You’ll begin with an overview of financial regulations in the UK and look at how they are important not just for the financial sector but also for you as a consumer. Next, you’ll look in more detail at the senior management arrangements, systems and controls that different firms require to comply with regulations. Moving on, you’ll explore who has ultimate accountability and day-to-day responsibility for senior management arrangements, systems and controls.
Your learners will be introduced to SYSC – Senior Management Arrangements, Systems and Controls and will complete the module with an understanding of the importance of regulations and the vital role played by the key regulatory bodies.
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